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Neo-Platonism
Neo-Platonism
is a modern term used to designate the period of Platonic philosophy beginning
with the work of Plotinus and ending with the closing of the Platonic
Academy by the Emperor Justinian in 529 CE. This brand of Platonism, which
is often described as 'mystical' or religious in nature, developed outside
the mainstream of Academic Platonism. The origins of Neo-Platonism can
be traced back to the era of Hellenistic syncretism which spawned such
movements and schools of thought as Gnosticism and the Hermetic tradition.
A major factor in this syncretism, and one which had an immense influence
on the development of Platonic thought, was the introduction of the Jewish
Scriptures into Greek intellectual circles via the translation known as
the Septuagint. The encounter between the creation narrative of Genesis
and the cosmology of Plato's Timaeus set in motion a long tradition of
cosmological theorizing that finally culminated in the grand schema of
Plotinus' Enneads. Plotinus' two major successors, Porphyry and Iamblichus,
each developed, in their own way, certain isolated aspects of Plotinus'
thought, but neither of them developed a rigorous philosophy to match
that of their master. It was Proclus who, shortly before the closing of
the Academy, bequeathed a systematic Platonic philosophy upon the world
that in certain ways approached the sophistication of Plotinus. Finally,
in the work of the so-called Pseudo-Dionysius, we find a grand synthesis
of Platonic philosophy and Christian theology that was to exercise an
immense influence on mediaeval mysticism and Renaissance Humanism.
What is Neo-Platonism?
The term 'Neo-Platonism'
is a modern construction. Plotinus, who is often considered the 'founder'
of Neo-Platonism, would not have considered himself a "new"
Platonist in any sense, but simply an expositor of the doctrines of Plato.
That this required him to formulate an entirely new philosophical system
would not have been viewed by him as a problem, for it was, in his eyes,
precisely what the Platonic doctrine required. In a sense, this is true,
for as early as the Old Academy we find Plato's successors struggling
with the proper interpretation of his thought, and arriving at strikingly
different conclusions. Also, in the Hellenistic era, certain Platonic
ideas were taken up by thinkers of various loyalties -- Jewish, Gnostic,
Christian -- and worked up into new forms of expression that varied quite
considerably from what Plato actually wrote in his Dialogues. Should this
lead us to the conclusion that these thinkers were any less 'loyal' to
Plato than were the members of the Academy (in its various forms throughout
the centuries preceding Plotinus)? No; for the multiple and often contradictory
uses made of Platonic ideas is a testament to the universality of Plato's
thought -- that is, its ability to admit of a wide variety of interpretations
and applications. In this sense, Neo-Platonism may be said to have begun
immediately after Plato's death, when new approaches to his philosophy
were being broached. Indeed, we already see a hint, in the doctrines of
Xenocrates (the second head of the Old Academy) of a type of salvation
theory involving the unification of the two parts of the human soul --
the "Olympian" or heavenly, and the "Titanic" or earthly
(Dillon 1977, p. 27). If we accept Frederick Copleston's description of
Neo-Platonism as "the intellectualist reply to the ... yearning for
personal salvation" (Copleston 1962, p. 216) we can already locate
the beginning of this reply as far back as the Old Academy, and Neo-Platonism
would then not have begun with Plotinus. However, it is not clear that
Xenocrates' idea of salvation involved the individual; it is quite possible
that he was referring to a unified human nature in an abstract sense.
In any case, the early Hermetic-Gnostic tradition is certainly to an extent
Platonic, and later Gnosticism and Christian Logos theology markedly so.
If an intellectual reply to a general yearning for personal salvation
is what characterizes Neo-Platonism, then the highly intellectual Gnostics
and Christians of the Late Hellenistic era must be given the title of
Neo-Platonists. However, if we are to be rigorous and define Neo-Platonism
as the synthesis of various more or less 'Platonistic' ideas into a grand
expression of Platonic philosophy, then Plotinus must be considered the
founder of Neo-Platonism. Yet we must not forget that these Platonizing
Christian, Gnostic, Jewish, and other 'pagan' thinkers provided the necessary
speculative material to make this synthesis possible.
Part I.
Plotinian Neo-Platonism
The great
third century thinker and 'founder' of Neo-Platonism, Plotinus, is responsible
for the grand synthesis of progressive Christian and Gnostic ideas with
the traditional Platonic philosophy. He answered the challenge of accounting
for the emergence of a seemingly inferior and flawed cosmos from the perfect
mind of the divinity by declaring outright that all objective existence
is but the external self-expression of an inherently contemplative deity
known as the One (to hen), or the Good (ta kalon). Plotinus compares the
expression of the superior godhead with the self-expression of the individual
soul, which proceeds from the perfect conception of a Form (eidos), to
the always flawed expression of this Form in the manner of a materially
derived 'personality' that risks succumbing to the demands of divisive
discursivity, and so becomes something less than divine. This diminution
of the divine essence in temporality is but a necessary moment of the
complete expression of the One. By elevating the experience of the individual
soul to the status of an actualization of a divine Form, Plotinus succeeded,
also, in preserving, if not the autonomy, at least the dignity and ontological
necessity of personality. The Cosmos, according to Plotinus, is not a
created order, planned by a deity on whom we can pass the charge of begetting
evil; for the Cosmos is the self-expression of the Soul, which corresponds,
roughly, to Philo's logos prophorikos, the logos endiathetos of which
is the Intelligence (nous). Rather, the Cosmos, in Plotinian terms, is
to be understood as the concrete result or 'product' of the Soul's experience
of its own Mind (nous). Ideally, this concrete expression should serve
the Soul as a reference-point for its own self-conscious existence; however,
the Soul all too easily falls into the error of valuing the expression
over the principle (arkhê), which is the contemplation of the divine
Forms. This error gives rise to evil, which is the purely subjective relation
of the Soul (now divided) to the manifold and concrete forms of its expressive
act. When the Soul, in the form of individual existents, becomes thus
preoccupied with its experience, Nature comes into being, and the Cosmos
takes on concrete form as the locus of personality.
Contemplation
and Creation
Hearkening back, whether consciously or not, to the doctrine of Speusippus
(Plato's successor in the Academy) that the One is utterly transcendent
and "beyond being," and that the Dyad is the true first principle
(Dillon 1977, p. 12), Plotinus declares that the One is "alone with
itself" and ineffable (cf. Enneads VI.9.6 and V.2.1). The One does
not act to produce a cosmos or a spiritual order, but simply generates
from itself, effortlessly, a power (dunamis) which is at once the Intellect
(nous) and the object of contemplation (theôria) of this Intellect.
While Plotinus suggests that the One subsists by thinking itself as itself,
the Intellect subsists through thinking itself as other, and therefore
becomes divided within itself: this act of division within the Intellect
is the production of Being, which is the very principle of expression
or discursivity (Ennead V.1.7). For this reason, the Intellect stands
as Plotinus' sole First Principle. At this point, the thinking or contemplation
of the Intellect is divided up and ordered into thoughts, each of them
subsisting in and for themselves, as autonomous reflections of the dunamis
of the One. These are the Forms(eidê), and out of their inert unity
there arises the Soul, whose task it is to think these Forms discursively
and creatively, and to thereby produce or create a concrete, living expression
of the divine Intellect. This activity of the Soul results in the production
of numerous individual souls: living actualizations of the possibilities
inherent in the Forms. Whereas the Intellect became divided within itself
through contemplation, the Soul becomes divided outside of itself, through
action (which is still contemplation, according to Plotinus, albeit the
lowest type; cf. Ennead III.8.4), and this division constitutes the Cosmos,
which is the expressive or creative act of the Soul, also referred to
as Nature. When the individual soul reflects upon Nature as its own act,
this soul is capable of attaining insight (gnôsis) into the essence
of Intellect; however, when the soul views nature as something objective
and external -- that is, as something to be experienced or undergone,
while forgetting that the soul itself is the creator of this Nature --
evil and suffering ensue. Let us now examine the manner in which Plotinus
explains Nature as the locus of personality.
Nature and
Personality
Contemplation, at the level of the Soul, is for Plotinus a two-way street.
The Soul both contemplates, passively, the Intellect, and reflects upon
its own contemplative act by producing Nature and the Cosmos. The individual
souls that become immersed in Nature, as moments of the Soul's eternal
act, will, ideally, gain a complete knowledge of the Soul in its unity,
and even of the Intellect, by reflecting upon the concrete results of
the Soul's act -- that is, upon the externalized, sensible entities that
comprise the physical Cosmos. This reflection, if carried by the individual
soul with a memory of its provenance always in the foreground, will lead
to a just governing of the physical Cosmos, which will make of it a perfect
material image of the Intellectual Cosmos, i.e., the realm of the Forms
(cf. Enneads IV.3.7 and IV.8.6). However, things don't always turn out
so well, for individual souls often "go lower than is needful ...
in order to light the lower regions, but it is not good for them to go
so far" (Ennead IV.3.17, tr. O'Brien 1964). For when the soul extends
itself ever farther into the indeterminacy of materiality, it gradually
loses memory of its divine origin, and comes to identify itself more and
more with its surroundings -- that is to say: the soul identifies itself
with the results of the Soul's act, and forgets that it is, as part of
this Soul, itself an agent of the act. This is tantamount to a relinquishing,
by the soul, of its divine nature. When the soul has thus abandoned itself,
it begins to accrue many alien encrustations, if you will, that make of
it something less than divine. These encrustations are the 'accidents'
(in the Aristotelian sense) of personality. And yet the soul is never
completely lost, for, as Plotinus insists, the soul need simply "think
upon essential being" in order to return to itself, and continue
to exist authentically as a governor of the Cosmos (Ennead IV.8.4-6).
The memory of the personality that this wandering soul possessed must
be forgotten in order for it to return completely to its divine nature;
for if it were remembered, we would have to say, contradictorily, that
the soul holds a memory of what occurred during its state of forgetfulness!
So in a sense, Plotinus holds that individual personalities are not maintained
at the level of Soul. However, if we understand personality as more than
just a particular attitude attached to a concrete mode of existence, and
rather view it as the sum total of experiences reflected upon in intellect,
then souls most certainly retain their personalities, even at the highest
level, for they persist as thoughts within the divine Mind (cp. Ennead
IV.8.5). The personality that one acquires in action (the lowest type
of contemplation) is indeed forgotten and dissolved, but the 'personality'
or persistence in intellect that one achieves through virtuous acts most
definitely endures (Ennead IV.3.32).
Salvation
and the Cosmic Process
Plotinus, like his older contemporary, the Christian philosopher Origen
of Alexandria, views the descent of the soul into the material realm as
a necessary moment in the unfolding of the divine Intellect, or God. For
this reason, the descent itself is not an evil, for it is a reflection
of God's essence. Both Origen and Plotinus place the blame for experiencing
this descent as an evil squarely upon the individual soul. Of course,
these thinkers held, respectively, quite different views as to why and
how the soul experiences the descent as an evil; but they held one thing
in common: that the rational soul will naturally choose the Good, and
that any failure to do so is the result of forgetfulness or acquired ignorance.
But whence this failure? Origen gave what, to Plotinus' mind, must have
been a quite unsatisfactory answer: that souls pre-existed as spiritual
beings, and when they desired to create or 'beget' independently of God,
they all fell into error, and languished there until the coming of Logos
Incarnate. This view has more than a little Gnostic flavor to it, which
would have sat ill with Plotinus, who was a great opponent of Gnosticism.
The fall of the soul Plotinus refers, quite simply, to the tension between
pure contemplation and divisive action -- a tension that constitutes the
natural mode of existence of the soul (cf. Ennead IV.8.6-7). Plotinus
tells us that a thought is only completed or fully comprehended after
it has been expressed, for only then can the thought be said to have passed
from potentiality to actuality (Ennead IV.3.30). The question of whether
Plotinus places more value on the potential or the actual is really of
no consequence, for in the Plotinian plêrôma every potentiality
generates an activity, and every activity becomes itself a potential for
new activity (cf. Ennead III.8.8); and since the One, which is the goal
or object of desire of all existents, is neither potentiality nor actuality,
but "beyond being" (epekeina ousias), it is impossible to say
whether the striving of existents, in Plotinus' schema, will result in
full and complete actualization, or in a repose of potentiality that will
make them like their source. "Likeness to God as far as possible,"
for Plotinus, is really likeness to oneself -- authentic existence. Plotinus
leaves it up to the individual to determine what this means.
Plotinus'
Last Words
In his biography of Plotinus, Porphyry records the last words of his teacher
to his students as follows: "Strive to bring back the god in yourselves
to the God in the All" (Porphyry, Life of Plotinus 2, my translation).
After uttering these words, Plotinus, one of the greatest philosophers
the world has ever known, passed away. The simplicity of this final statement
seems to be at odds with the intellectual rigors of Plotinus' treatises,
which challenge -- and more often than not vanquish -- just about every
prominent philosophical view of the era. But this is only if we take this
remark in a mystical or ecstatic religious sense. Plotinus demanded the
utmost level of intellectual clarity in dealing with the problem of humankind's
relation to the highest principle of existence. Striving for or desiring
salvation was not, for Plotinus, an excuse for simply abandoning oneself
to faith or prayer or unreflective religious rituals; rather, salvation
was to be achieved through the practice of philosophical investigation,
of dialectic. The fact that Plotinus, at the end of his life, had arrived
at this very simple formulation, serves to show that his dialectical quest
was successful. In his last treatise, "On the Primal Good" (Ennead
I.7), Plotinus is able to assert, in the same breath, that both life and
death are good. He says this because life is the moment in which the soul
expresses itself and revels in the autonomy of the creative act. However,
this life, since it is characterized by action, eventually leads to exhaustion,
and the desire, not for autonomous action, but for reposeful contemplation
-- of a fulfillment that is purely intellectual and eternal. Death is
the relief of this exhaustion, and the return to a state of contemplative
repose. Is this return to the Intellect a return to potentiality? It is
hard to say. Perhaps it is a synthesis of potentiality and actuality:
the moment at which the soul is both one and many, both human and divine.
This would constitute Plotinian salvation -- the fulfillment of the exhortation
of the dying sage.
The Plotinian
Synthesis
Plotinus was faced with the task of defending the true Platonic philosophy,
as he understood it, against the inroads being made, in his time, most
of all by Gnostics, but also by orthodox Christianity. Instead of launching
an all-out attack on these new ideas, Plotinus took what was best from
them, in his eyes, and brought these ideas into concert with his own brand
of Platonism. For this reason, we are sometimes surprised to see Plotinus,
in one treatise, speaking of the cosmos as a realm of forgetfulness and
error, while in another, speaking of the cosmos as the most perfect expression
of the godhead. Once we realize the extent to which certain Gnostic sects
went in order to brand this world as a product of an evil and malignant
Demiurge, to whom we owe absolutely no allegiance, it becomes clear that
Plotinus was simply trying to temper the extreme form of an idea which
he himself shared, though in a less radical sense. The feeling of being
thrown into a hostile and alien world is a philosophically valid position
from which to begin a critique and investigation of human existence; indeed,
modern existentialist philosophers have often started from this same premise.
However, Plotinus realized that it is not the nature of the human soul
to simply escape from a realm of active engagement with external reality
(the cosmos) to a passive receptance of divine form (within the plêrôma).
The Soul, as Plotinus understands it, is an essentially creative being,
and one which understands existence on its own terms. One of the beauties
of Plotinus' system is that everything he says concerning the nature of
the Cosmos (spiritual and physical) can equally be held of the Soul. Now
while it would be false to charge Plotinus with solipsism (or even narcissism,
as one prominent commentator has done; cf. Julia Kristeva in Hadot 1993,
p. 11), it would be correct to say that the entire Cosmos is an analogue
of the experience of the Soul, which results in the attainment of full
self-consciousness. The form of Plotinus' system is the very form by which
the Soul naturally comes to know itself in relation to its acts; and the
expression of the Soul will always, therefore, be a philosophical expression.
When we speak of the Plotinian synthesis, then, what we are speaking of
is a natural dialectic of the Soul, which takes its own expressions into
account, no matter how faulty or incomplete they may appear in retrospect,
and weaves them into a cosmic tapestry of noetic images.
Part II.
Porphyry and Iamblichus
Porphyry of Tyre (ca. 233-305 CE) is the most famous pupil of Plotinus.
In addition to writing an introductory summary of his master's theories
(the treatise entitled Launching-Points to the Realm of Mind), Porphyry
also composed the famous Isagoge, an introduction to the Categories of
Aristotle, which came to exercise an immense influence on Mediaeval Scholasticism.
The extent of Porphyry's investigative interests exceeded that of his
teacher, and his so-called "scientific" works, which survive
to this day, include a treatise on music (On Prosody), and two studies
of the astronomical and astrological theories of Claudius Ptolemy (ca.
70-140 CE), On the Harmonics, and an Introduction to The Astronomy of
Ptolemy. He wrote biographies of Pythagoras and Plotinus, and edited and
compiled the latter's essays into six books, each containing nine treatises,
giving them the title Enneads. Unlike Plotinus, Porphyry was interested
primarily in the practical aspect of salvific striving, and the manner
in which the soul could most effectively bring about its transference
to ever higher realms of existence. This led Porphyry to develop a doctrine
of ascent to the Intellect by way of the exercise of virtue (aretê)
in the form of 'good works'. This doctrine may owe its genesis to Porphyry's
supposed early adherence to Christianity, as attested by the historian
Socrates, and suggested by St. Augustine (cf. Copleston 1962, p. 218).
If Porphyry had, at some point, been a Christian, this would account for
his belief in the soul's objective relation to the divine Mind -- an idea
shared by Origen, whom Porphyry knew as a youth (cf. Eusebius, The History
of the Church, p. 195) -- and would explain his quite un-Plotinian belief
in a gradual progress toward perfection, as opposed to the 'instant salvation'
proposed by Plotinus (cf. Ennead IV.8.4).
Iamblichus of Apamea (d. ca. 330 CE) was a student of Porphyry. He departed
from his teacher on more than a few points, most notably in his insistence
on demoting Plotinus' One (which Porphyry left unscathed, as it were)
to the level of kosmos noêtos, which according to Iamblichus generates
the intellectual realm (kosmos noêros). In this regard, Iamblichus
can be said to have either severely misunderstood, or neglected to even
attempt to understand, Plotinus on the important doctrine of contemplation
(see above). This view led Iamblichus to posit a Supreme One even higher
than the One of Plotinus, which generates the Intellectual Cosmos, and
yet remains beyond all predication and determinacy. Iamblichus also made
a tripartite division of Soul, positing a cosmic or All-Soul, and two
lesser souls, corresponding to the rational and irrational faculties,
respectively. This somewhat gratuitous skewing of the Plotinian noetic
realm also led Iamblichus to posit an array of intermediate spiritual
beings between the lower souls and the intelligible realm -- daemons,
the souls of heroes, and angels of all sorts. By placing so much distance
between the earthly soul and the intelligible realm, Iamblichus made it
difficult for the would-be philosopher to gain an intuitive knowledge
of the higher Soul, although he insisted that everyone possesses such
knowledge, coupled with an innate desire for the Good. In place of the
vivid dialectic of Plotinus, Iamblichus established the practice of theurgy
(theourgia), which he insists does not draw the gods down to man, but
rather renders humankind, "who through generation are born subject
to passion, pure and unchangeable" (On the Mysteries I.12.42; in
Fowden 1986, p. 133). Whereas "likeness to God" had meant, for
Plotinus, a recollection and perfection of one's own divine nature (which
is, in the last analysis, identical to nous; cf. Ennead III.4), for Iamblichus
the relation of humankind to the divine is one of subordinate to superior,
and so the pagan religious piety that Plotinus had scorned -- "Let
the gods come to me, and not I to them," he had once said (cf. Porphyry,
Life of Plotinus 10) -- returns to philosophy with a vengeance. Iamblichus
is best known for his lengthy treatise On the Mysteries. Like Porphyry,
he also wrote a biography of Pythagoras.
The Nature
of the Soul
In his introduction to the philosophy of Plotinus, entitled Launching-Points
to the Realm of Mind, Porphyry remarks that the inclination of the incorporeal
Soul toward corporeality "constitutes a second nature [the irrational
soul], which unites with the body" (Launching-Points 18 [1]). This
remark is supposedly a commentary on Ennead IV.2, where Plotinus discusses
the relation of the individual soul to the All-Soul. While it is true
that Plotinus often speaks of the individual soul as being independent
of the highest Soul, he does this for illustrative purposes, in order
to show how far into forgetfulness the soul that has become enamored of
its act may fall. Yet Plotinus insists time and again that the individual
soul and the All-Soul are one (cf. esp. Ennead IV.1), and that Nature
is the Soul's expressive act (see above). Irrationality does not constitute,
for Plotinus, a "second nature," but is merely a flawed exercise
of rationality -- that is, doxa untempered by epistêmê --
on the part of the individual soul. Furthermore, the individual soul,
which comes to unite with corporeality, governs and controls the body,
making possible discursive knowledge as well as sense-perception. Uncontrolled
pathos is what Plotinus calls irrationality; the soul brings aisthêsis
(perceptive judgment) to corporeality, and so prevents it from sinking
into irrational passivity. So what led Porphyry to make such an interpretative
error, if error it was? It is quite possible that Porphyry had arrived
at his own conclusions about the Soul, and tried to square his own theory
with what Plotinus actually taught. One clue to the reason for the 'misunderstanding'
may possibly lie in Porphyry's early involvement with Christianity. While
Porphyry himself never tells us that he had been a Christian, Augustine
speaks of him as if he were an apostate, and the historian Socrates states
outright that Porphyry had once been of the Christian faith, telling us
that he left the fold in disgust after being assaulted by a rowdy band
of Christians in Caesarea (Copleston 1962, p. 218). In any case, it is
certain that he was acquainted with Plotinus' older contemporary, the
Christian Origen, and that he had been exposed to Christian doctrine.
Indeed, his own spirited attack on Christianity ("Fifteen Arguments
Against the Christians," now preserved only in fragments) shows him
to have possessed a wide knowledge of Holy Scripture, remarkable for a
'pagan' philosopher of that era. Porphyry's exposure to Christian doctrine,
then, would have left him with a view of salvation quite different from
that of Plotinus, who seems never to have paid Christianity much mind.
The best evidence we have for this explanation is Porphyry's own theory
of salvation -- and it is remarkably similar to what we find in Origen!
Porphyry's salvation theory is dependent, like Origen's, on a notion of
the soul's objective relation to God, and its consequent striving, not
to actualize its own divine potentiality, but to attain a level of virtue
that makes it capable of partaking fully of the divine essence. This is
accomplished through the exercise of virtue, which sets the soul on a
gradual course of progress toward the highest Good. Beginning with simple
'practical virtues' (politikai arêtai) the soul gradually rises
to higher levels, eventually attaining what Porphyry calls the paradeigmatikai
arêtai or 'exemplary virtues' which make of the soul a living expression
of the divine Mind (cf. Porphyry, Letter to Marcella 29). Note that Porphyry
stops the soul's ascent at nous, and presumably holds that the 'saved'
soul will eternally contemplate the infinite power of the One. If Porphyry's
concern had been with the preservation of personality, then this explanation
makes some sense. However, it is more likely that the true reason for
Porphyry's rejection of the radically 'hubristic' theory (at least to
pietistic pagans) of the nature of the individual soul held by Plotinus
was a result of his intention to restore dignity to the traditional religion
of the Greeks (which had come under attack not only by Plotinus, but by
Christians as well). Evidence of such a program resides in Porphyry's
allegorical interpretations of Homer and traditional cultic practice,
as well as his possibly apologetic work on Philosophy from Oracles (now
lost). Compared to Plotinus, then, Porphyry was quite the conservative,
concerned as he was with maintaining the ancient view of humankind's relatively
humble position in the cosmic hierarchy, over against Plotinus' view that
the soul is a god, owing little more than a passing nod to its 'noble
brethren' in the heavens.
The (re)turn
to Astrology
One of the results of Porphyry's conservative position toward traditional
religious practice and belief was the 'return' to the doctrine that the
stars and planets are capable of affecting and ordering human life. Plotinus
argued that since the individual soul is one with the All-Soul, it is
in essence a co-creator of the Cosmos, and therefore not really subject
to the laws governing the Cosmos -- for the soul is the source and agent
of those laws! Therefore, a belief in astrology was, for Plotinus, absurd,
since if the soul turned to beings dependent upon its own law -- i.e.,
the stars and planets -- in order to know itself, then it would only end
up knowing aspects of its own act, and would never return to itself in
full self-consciousness. Furthermore, as we have seen, Plotinian salvation
was instantly available to the soul, if only it would turn its mind to
"essential being" (see above); because of this, Plotinus saw
no reason to bring the stars and planets into the picture. For Porphyry,
however, who believed that the soul must gradually work toward salvation,
a knowledge of the operations of the heavenly bodies and their relation
to humankind would have been an important tool in gaining ever higher
levels of virtue. In fact, Porphyry seems to have held the view that the
soul receives certain "powers" from each of the planets -- right
judgment from Saturn, proper exercise of the will from Jupiter, impulse
from Mars, opinion and imagination from the Sun, and (what else?) sensuous
desire from Venus; from the Moon the soul receives the power of physical
production (cf. Hegel, p. 430) -- and that these powers enable to the
soul to know things both earthly and heavenly. This theoretical knowledge
of the powers of the planets, then, would have made the more practical
knowledge of astrology quite useful and meaningful for an individual soul
seeking to know itself as such. The usefulness of astrology for Porphyry,
in this regard, probably resided in its ability to permit an individual,
through an analysis of his birth chart, to know which planet -- and therefore
which "power" -- exercised the dominant influence on his life.
In keeping with the ancient Greek doctrine of the "golden mean,"
the task of the individual would then be to work to bring to the fore
those other "powers" -- each present to a lesser degree in the
soul, but still active -- and thereby achieve a balance or sôphrosunê
that would render the soul more capable of sharing in the divine Mind.
The art of astrology, it must be remembered, was in wide practice in the
Hellenistic world, and Plotinus' rejection of it was an exception that
was by no means the rule. Plotinus' views on astrology apparently found
few adherents, even among Platonists, for we see not only Porphyry, but
also (to an extent) Iamblichus and even Proclus declaring its value --
the latter being responsible for a paraphrase of Claudius Ptolemy's astrological
compendium known as the Tetrabiblos or sometimes simply as The Astronomy.
In addition to penning a commentary on Ptolemy's tome, Porphyry also wrote
his own Introduction to Astronomy (by which is apparently meant "Astrology,"
the modern distinction not holding in Hellenistic times). Unfortunately,
this work no longer survives intact.
The Quest
for Transcendence
The philosophy of Plotinus was highly discursive, meaning that it operated
on the assumption that the highest meaning, the most profound truth (even
a so-called mystical truth) is translatable, necessarily, into language;
and furthermore, that any and every experience only attains its full value
as meaning when it has reached expression in the form of language. This
idea, of course, placed the One always beyond the discursive understanding
of the human soul, since the One was proclaimed, by Plotinus, to be not
only beyond discursive knowledge, but also the very source and possibility
of such knowledge. According to Plotinus, then, any time the individual
soul expresses a certain truth in language, this very act is representative
of the power of the One. This notion of the simultaneous intimate proximity
of the One to the soul, and, paradoxically, its extreme transcendence
and ineffability, is possible only within the confines of a purely subjective
and introspective philosophy like that of Plotinus; and since such a philosophy,
by its very nature, cannot appeal to common, external perceptions, it
is destined to remain the sole provenance of the sensitive and enlightened
few. Porphyry did not want to admit this, and so he found himself seeking,
as St. Augustine tells us, "a universal way (universalem viam) for
the liberation of the soul" (City of God 10.32, in Fowden, p. 132),
believing, as he did, that no such way had yet been discovered by or within
philosophy. This did not imply, for Porphyry, a wholesale rejection of
the Plotinian dialectic in favor of a more esoteric process of salvation;
but it did lead Porphyry (see above) to look to astrology as a means of
orienting the soul toward its place in the cosmos, and thereby allowing
it to achieve the desired salvation in the most efficacious manner possible.
Iamblichus, on the other hand, rejected even Porphyry's approach, in favor
of a path toward the divinity that is more worthy of priests (hieratikoi)
than philosophers; for Iamblichus believed that not only the One, but
all the gods and demi-gods, exceed and transcend the individual soul,
making it necessary for the soul seeking salvation to call upon the superior
beings to aid it in its progress. This is accomplished, Iamblichus tells
us, by "the perfective operation of unspeakable acts (erga) correctly
performed ... acts which are beyond all understanding (huper pasan noêsin)"
and which are "intelligible only to the gods" (On the Mysteries
II.11.96-7, in Fowden, p. 132). These ritualistic acts, and the 'logic'
underlying them, Iamblichus terms "theurgy" (theourgia). These
theurgic acts are necessary, for Iamblichus, because he is convinced that
philosophy, which is based solely upon thought (ennoia) -- and thought,
we must remember, is always an accomplishment of the individual mind,
and hence discursive -- is unable to reach that which is beyond thought.
The practice of theurgy, then, becomes a way for the soul to experience
the presence of the divinity, instead of merely thinking or conceptualizing
the godhead. Porphyry took issue with this view, in his Letter to Anebo,
which is really a criticism of the ideas of his pupil, Iamblichus, where
he stated that, since theurgy is a physical process, it cannot possibly
translate into a spiritual effect. Iamblichus' On the Mysteries was written
as a reply to Porphyry's criticisms, but the defense of the pupil did
not succeed in vanquishing the persistent attacks of the master. While
both Porphyry and Iamblichus recognized, to a lesser and greater extent,
respectively, the limitations of the Plotinian dialectic, Porphyry held
firm to the idea that since the divinity is immaterial it can only be
grasped in a noetic fashion -- i.e., discursively (and even astrology,
in spite of its mediative capacity, is still an intellectual exercise,
open to dialectic and narratization); Iamblichus, adhering roughly to
the same view, nevertheless argued that the human soul must not think
god on its own terms, but must allow itself to be transformed by the penetrating
essence of god, of which the soul partakes through rituals intended to
transform the particularized, fragmented soul into a being that is "pure
and unchangeable" (cf. On the Mysteries I.12.42; Fowden, p. 133)
Theurgy
and the Distrust of Dialectic
According to the schema of Plotinian dialectic, the 'stance' of the individual
soul is the sole source of truth certainty, being a judging faculty dependent
always upon the higher Soul. From the perspective of one who believes
that the soul is immersed in Nature, instead of recognizing, as Plotinus
did, the soul's status as an intimate governor of Nature (which is the
Soul's own act), dialectic may very well appear as a solipsistic (and
therefore faulty) attempt on the part of an individual mind to know its
reality by imposing conceptual structures and strictures upon the phenomena
that constitute this reality. Iamblichus believed that since every individual
soul is immersed in the 'bodily element,' no soul is capable of understanding
the divine nature through the pure exercise of human reason -- for reason
itself, at the level of the human soul-body composite, is tainted by the
changeable nature of matter, and therefore incapable of rising to that
perfect knowledge that is beyond all change (cp. Plato, Phaedrus 247e).
Dialectic, then, as the soul's attempt to know reality, is seen by Iamblichus
as an attempt by an already fallen being to lead itself up out of the
very locus of its own forgetfulness. Now Iamblichus does not completely
reject dialectical reason; he simply requests that it be tempered by an
appeal to intermediate divinities, who will aid the fallen soul in its
ascent back towards the Supreme Good. The practice of ritualistic theurgy
is the medium by which the fallen soul ascends to a point at which it
becomes capable of engaging in a meaningful dialectic with the divinity.
This dependence upon higher powers nevertheless negates the soul's own
innate ability to think itself as god, and so we may say that Iamblichus'
ideas represent a decisive break with the philosophy of Plotinus.
Part III.
Proclus and Pseudo-Dionysius
Proclus (410-485 CE) is, next to Plotinus, the most accomplished and rigorous
of the Neo-Platonists. Born in Constantinople, he studied philosophy in
Athens, and through diligent effort rose to the rank of head teacher or
'scholarch' of that great school. In addition to his accomplishments in
philosophy, Proclus was also a religious universalist, who had himself
initiated into all the mystery religions being practiced during his time.
This was doubtless due to the influence of Iamblichus, whom Proclus held
in high esteem (cf. Proclus, Theology of Plato III; in Hegel, p. 432).
The philosophical expression of Proclus is more precise and logically
ordered than that of Plotinus. Indeed, Proclus posits the Intellect (nous)
as the culmination of the productive act (paragein) of the One; this is
in opposition to Plotinus, who described the Intellect as proceeding directly
from the One, thereby placing Mind before Thought, and so making thought
the process by which the Intellect becomes alienated from itself, thus
requiring the salvific act in order to attain the fulfillment of Being,
which is, for Plotinus, the return of Intellect to itself. Proclus understands
the movement of existence as a tripartite progression beginning with an
abstract unity, passing into a multiplicity that is identified with Life,
and returning again to a unity that is no longer merely abstract, but
now actualized as an eternal manifestation of the godhead. What constituted,
for Plotinus, the salvific drama of human existence is, for Proclus, simply
the logical, natural order of things. However, by thus removing the yearning
for salvation from human existence, as something to be accomplished, positively,
Proclus is ignoring or overly intellectualizing, if you will, an existential
aspect of human existence that is as real as it is powerful. Plotinus
recognized the importance of the salvific drive for the realization of
true philosophy, making philosophy a means to an end; Proclus utilizes
philosophy, rather, more in the manner of a useful, descriptive language
by which a thinker may describe the essential realities of a merely contingent
existence. In this sense, Proclus is more faithful to the 'letter' of
Plato's Dialogues; but for this same reason he fails to rise to the 'spirit'
of the Platonic philosophy. Proclus' major works include commentaries
on Plato's Timaeus, Republic, Parmenides, Alcibiades I, and the Cratylus.
He also wrote treatises on the Theology of Plato, On Providence, and On
the Subsistence of Evil. His most important work is undoubtedly the Elements
of Theology, which contains the clearest exposition of his ideas.
Being --
Becoming -- Being
We found, in Plotinus, an explanation and expression of a cosmos that
involved a gradual development from all but static unity toward eventual
alienation -- a moment at which the active soul must make the profound
decision to renounce autonomous existence and re-merge with the source
of all Being, or else remain forever in the darkness of forgetfulness
and error. Salvation, for Plotinus, was relatively easy to accomplish,
but never guaranteed. For Proclus, on the other hand, the arkhê
or 'ruling beginning' of all Life is the 'One-in-itself' (to auto hen),
or that which is responsible for the ordering of all existents, insofar
as existence is, in the last analysis, the sovereign act or expression
of this primordial unity or monad. The expression of this One is perfectly
balanced, being a trinity containing, as distinct expressions, each moment
of self-realization of this One; and each of these moments, according
to Proclus, have the structure of yet another trinity. The first trinity
corresponds to the limit, which is the guide and reference-point of all
further manifestations; the second to the unlimited, which is also Life
or the productive power (dunamis); and the third, finally, to the 'mixture'
(mikton, diakosmos), which is the self-reflective moment of return during
which the soul realizes itself as a thinking -- i.e., living -- entity.
Thought is, therefore, the culmination of Life and the fulfillment of
Being. Thought is also the reason (logos) that binds these triadic unities
together in a grand harmonious plêrôma, if you will. Being,
for Proclus, is that divine self-presence, "shut up without development
and maintained in strict isolation" (Hegel, p. 446) which is the
object of Life's thinking; this 'object' gives rise to that thinking which
leads, eventually, to understanding (nous), which is the thought of being,
and appears (ekphanôs), always, as 'being's begetter'. When the
circle is completed, and reflected upon, logically, we are met with the
following onto-cosmological schema: thought (noêtos, also known
as 'Being') giving rise to its "negative" which is thinking
(Hegel, p. 393) and the thought 'it is' (noêtos kai noêros),
produces its own precise reflection -- 'pure thinking' -- and this reflection
is the very manifestation (phanerôsis) of the deity within the fluctuating
arena of individual souls. Being is eternal and static precisely because
it always returns to itself as Being; and 'Becoming'is the conceptual
term for this process, which involves the cyclical play between that which
is and is not, at any given time. "[T]he thought of every man is
identical with the existence of every man, and each is both the thought
and the existence" (Proclus, Platonic Theology III., in Hegel, p.
449). The autonomous drive toward dissolution, which is so germane to
the soul as such, is wiped away by Proclus, for his dialectic is impeccably
clean. However, he does not account for the yearning for the infinite
(as does Plotinus) and the consequent existential desire for productive
power falls on its face before the supreme god of autonomous creation
-- which draws all existents into its primeval web of dissolution.
The God
Beyond Being
Very little is known about the life of the so-called Pseudo-Dionysius.
For many centuries, the writings of this mystical philosopher were believed
to have been from the pen of none other Dionysius, the disciple of St.
Paul. Later scholarship has shed considerable doubt on this claim, and
most modern scholars believe this author to have been active during the
late fifth century CE. Indeed, the earliest reference to the Dionysian
Corpus that we possess is from 533 CE. There is no mention of this author's
work before this date. Careful study of the Pseudo-Dionysian writings
has uncovered many parallels between the theurgical doctrines of Iamblichus,
and the triadic metaphysical schema of Proclus. Yet what we witness in
these writings is the attempt by a thinker who is at once religiously
sensitive and philosophically engaged to bring the highly developed Platonism
of his time into line with a Christian theological tradition that was
apparently persisting on the fringes of orthodoxy. To this extent, we
may refer to the Pseudo-Dionysius as a 'decadent,' for he (or she?) was
writing at a time when the heyday of Platonism had attained the status
of a palaios logos ('ancient teaching') to be, not merely commented upon,
but savored as an aesthetic monument to an era already long past. It is
important to note, in this regard, that the writings of Pseudo-Dionysius
do not contain any theoretical arguments or dialectical moments, but simply
many subtle variations on the apophatic/kataphatic theology for which
our writer is renowned. Indeed, he writes as if his readers already know,
and are merely in need of clarification. His message is quite simple,
and is manifestly distilled from the often cumbersome doctrines of earlier
thinkers (especially Iamblichus and Proclus). Pseudo-Dionysius professes
a God who is beyond all distinctions, and who even transcends the means
utilized by human beings to reach Him. For Pseudo-Dionysius, the Holy
Trinity (which is probably analogous to Proclus' highest trinity, see
above) serves as a "guide" to the human being who seeks not
only to know but to unite with "him who is beyond all being and knowledge"
(Pseudo-Dionysius, The Mystical Theology 997A-1000A, tr. C. Luibheid 1987).
In the expression of the Pseudo-Dionysius the yearning for the infinite
reaches a poetical form that at once fulfills and exceeds philosophy.
Appendix:
The Renaissance Platonists
After the closing of the Neo-Platonic Academy in Athens by the Emperor
Justinian in 529 CE, Platonism ceased to be a living philosophy. Due to
the efforts of the Christian philosopher Boethius (480-525 CE), who translated
Porphyry's Isagoge, and composed numerous original works as well, the
Middle Ages received a faint glimmer of the ancient glories of the Platonic
philosophy. St. Augustine, also, was responsible for imparting a sense
of Neo-Platonic doctrine to the Latin West, but this was by way of commentary
and critique, and not in any way a systematic exposition of the philosophy.
Generally speaking, it is safe to say that the European Middle Ages remained
in the grip of Aristotelianism until the early Renaissance, when certain
brilliant Italian thinkers began to rediscover, translate, and expound
upon the original texts of Platonism. Chief among these thinkers were
Marsilio Ficino (1433-1492) and Pico della Mirandola (1463-1494). Ficino
produced fine Latin translations of Plato's Dialogues, the Enneads of
Plotinus, and numerous works by Porphyry, Iamblichus, Proclus, Pseudo-Dionysius,
and many others. In addition to his scholarly ability, Ficino was also
a fine commentator and philosopher in his own right. His brilliant essay
on Five Questions Concerning The Mind is a concise summary of general
Neo-Platonic doctrine, based upon Ficino's own view that the lot of the
human soul is to inquire into its own nature, and that since this inquiry
causes the human soul to experience misery, the soul must do everything
it can to transcend the physical body and live a life worthy of the blessed
angels (cf. Cassirer, et. al. (ed) 1948, p. 211-212). Giovanni Pico, the
Count of Mirandola, was a colorful figure who lived a short life, fraught
with strife. He roused the ire of the papacy by composing a voluminous
work defending nine-hundred theses drawn from his vast reading of the
Ancients; thirteen of these theses were deemed heretical by the papacy,
and yet Pico refused to change or withdraw a single one. Like his friend
Ficino, Pico was a devotee of ancient wisdom, drawing not only upon the
Platonic canon, but also upon the Pre-Socratic literature and the Hermetic
Corpus, especially the Poimandres. Pico's most famous work is the Oration
on the Dignity of Man, in which he eloquently states his learned view
that humankind was created by God "as a creature of indeterminate
nature," possessed of the unique ability to ascend or descend on
the scale of Being through the autonomous exercise of free will (Oration
3, in Cassirer, et. al. (ed) 1948, p. 224). Pico's view of free will was
quite different from that expressed by Plotinus, and indeed most other
Neo-Platonists, and it came as no surprise when Pico composed a treatise
On Being and the One which ended on Aristotelian terms, declaring the
One to be coincident with or persisting amidst Being -- a wholly un-Platonic
doctrine. With Ficino, then, we may say that Platonism achieved a brief
moment of archaic glory, while with Pico, it was plunged once again into
the quagmire of self-referential empiricism.
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